Canadian mining company Lomiko Metals announced Cindy Valence will join as chief sustainability officer, effective June 3.

German financial regulatory authority BaFin lifted growth restrictions on N26, after the digital bank made improvements to ...

For successfully navigating thorny compliance issues related to self-disclosed violations of the Foreign Corrupt Practices ...

Acting Comptroller of the Currency Michael Hsu said he favors requiring more mid-sized U.S. banks to conduct the same ...

Mass Ave Global (MassAve) agreed to pay $350,000 for alleged failures that led the investment adviser to make false and ...

IT company Arthur Grand Technologies' settlements with the Department of Justice and Department of Labor regarding a ...

Montreal-based Laurentian Bank announced the appointment of Christian De Broux as chief risk officer, effective June 17. The move comes with the upcoming retirement of William Mason, executive vice ...

Retirement services provider Empower announced KC Waldron will join the company as chief compliance officer. Waldron was at Charles Schwab for 12 years, where she was most recently managing director, ...

CSAA Insurance Group named Katherine Evans as executive vice president and chief legal officer.

Broadway Financial Corp., the holding company of City First Bank, announced Elizabeth Sur as executive vice president, general counsel and chief risk officer of both Broadway and the bank.

Electric utility company FirstEnergy Corp. named Deandra Williams-Lewis as chief privacy officer, in addition to her current role as director, ethics and compliance.

The Treasury Department and other U.S. agencies announced a coordinated federal policy concerning carbon credits and other ...