The Securities and Exchange Commission and Financial Crimes Enforcement Network proposed a rule requiring registered ...

The former assistant general counsel at Panoramic Health is suing her former employer alleging wrongful termination after ...

A new report by the Financial Stability Oversight Council recommended state regulators and Congress take steps to minimize ...

Restaurant operator FAT Brands said it would contest charges announced by the Department of Justice regarding violations of ...

Meanwhile, a Bitcoin life insurance company, announced Chief Risk and Compliance Officer Annie Tay will transition to senior ...

Investment management company Rithm Capital announced David Zeiden was appointed chief legal officer. Zeiden previously ...

Elite, which provides financial management and business operations solutions to law firms, announced it appointed Stephanie ...

The board of directors of Sculptor Capital Management appointed Colleen Kilfoyle to serve as chief compliance officer.

Medical equipment manufacturer STAAR Surgical Company announced Nathaniel Sisitsky was named general counsel. Sisitsky will report to President and Chief Executive Tom Frinzi. Sisitsky joined STAAR ...

Compliance Week is hosting a virtual roundtable in which we'll explore the modern whistleblower landscape and what corporate ...

The Financial Transactions and Reports Analysis Centre of Canada imposed a penalty of approximately CAD$6 million (U.S. $4.4 ...

Verizon's annual data breach report shows trends in cybersecurity incidents, including more ransomware and extortion attacks ...